FiduciarySENTRY™

FiduciarySENTRY™ Lawyers, business managers, attorneys and CPAs, whose clients include family trust beneficiaries or ERISA qualified pension and 401k plan participants. Trust beneficiaries, 401k plan Participants, charity donors may also contact us directly. 

FiduciarySENTRY™ can monitor all types of situations including but not limited to:

• Trustees, and Co-Fiduciaries - licensed, unlicensed, investment adviser, insurance agent, life agent, broker dealer, general agent, training and marketing organization, 
• ERISA Pension, Profit Sharing and 401k - Plan sponsor, Broker of record, Money manager, Investment consultant, Third party administrator, Pension consultant, Actuary, Record keeper, Plan Custodian
• Fees and Expenses - Commissions, Discount commissions, Cents per share, Net trades, Mark ups, Mark downs, Sales credits, Load, 12b-1 fees, Contingent deferred sales charges CDSC, Surrender fees charges penalties, Account Service fees, Fee based accounts, Investment consulting fees, Asset based accounts, Wrap accounts, Best execution, Stock loan
• Securities (registered) - stocks, preferred stock, warrants, units, bonds, junk bonds, high yield bonds, tax free bonds, options, mutual funds, unit trusts, royalty trusts, income trusts, master limited partnerships, fixed variable deferred equity index annuities, Money market mutual funds, Bank deposit accounts, insured investments, guaranteed investments, guaranteed income, principal protection investments
• Securities (UNREGISTERED) - Hedge funds, Fund of funds, Private equity, Private placements, Rule 144 securities, Private placements
• Trust types - Asset protection trusts, A B trusts, Complex trusts, Family limited partnerships, Wealth replacement trusts, Tax advantaged trusts, Charitable remainder trusts CRT's CRUTs CRATs, Grantor retained GRATs GRUTs, Life Insurance trusts ILITs, Rabbi trusts, Off shore trusts, Foreign trusts, Crummy trusts, Minors 2503 trusts
• Strategies - Long Short, Equity market neutral, Convertible arbitrage, Distressed, Global macro, Emerging markets, Global, Event driven, Merger arbitrage, Short bias, Fixed income arbitrage, Managed futures, Multi strategy, Barbell, Dollar cost average, Tax efficient, Tax free, 1031 exchange, 1035 exchange, 9025 exchange, Leveraged, Volatility trading, Spread trades, Debit trades, Credit trades, Short against the box, Butterfly trades, Cross trades, Agency trades, Principal trades, Hedge, Life cycle, Target date, Balanced, Asset allocation, Concentrated, Diversified, Equal weighted, Market capitalization weighted, Passively managed, Actively managed 
• Investment Objectives - Income, Growth, Capital appreciation, Capital preservation, Conservative, Moderate, Aggressive, Speculation, Suitability, Supervision
• Account types - Trust, custodial, UTMA, UGMA, IRA, IRA Rollover, ERISA qualified pension plans, Profit Sharing Plans, 401k plans, Joint, Tenants in common,  Taxable, Tax exempt, Tax deferred, Church accounts, Long term, Margin, Short, Wrap accounts, Managed accounts, Separate accounts SMAs, Unified managed accounts UMAs, Transfer on death TOD, Coogans accounts, Self directed, Broker assisted, Discretionary, Broker managed, Brokerage only, Investment advisory, Elder persons

FiduciarySENTRY™ monitors additonal items not limited to:

Account agreements, Monthly account statement, Broker web sites, ADV brochure Part II, Arbitration clauses Investment policy statement, Asset allocation, Prototype Plan documents, Stock loan, Securities lending, Cash Sweep, Money Market STIF funds, Limited partnerships, Asset backed securities ABS, mortgage backed securities MBS, Collateralized debt obligations CDO's, Swaps, Interest rate swaps, Junk bonds, Sub prime mortgage loans, Immediate and Fixed annuities, Deferred annuities, Variable life insurance, Split dollar life insurance, Trust owned life insurance TOLI, Registered representatives, Stock brokers, Financial consultants, Financial advisers, CFP's, CPA's, Successor trustees, Trust Accountings, SEC Registered investment advisers, Wholesaler Marketing organizations, Introducing brokers, Commodity trading advisers, Money managers, Feeder funds, Banks, Broker dealers, Brokerage firm, Third party 401k plan administrator, Custodian, and related institutions (co-fiduciaries) to insure they are acting solely in the interests of and complying with the terms and purposes of a private trust, ERISA pension plan, Profit sharing or 401k plan, charter or bylaws of the non-profit organization; court order for guardianship and conservatorship accounts. 

** Applies to participants and beneficiaries of:

• ERISA qualified Pension benefit, Profit Sharing and 401k retirement plans
• Union, Taft Hartley, multi employer pension plans
• State, County and City Government and other public employees pension plans 
• Private trust beneficiaries including primary, income, contingent or remainder men
• Trust and Probate matters - post settlement monitoring of trustees
• IRA and IRA rollover accounts
• Non-profit donors, supporters of tax exempt entities like charities, foundations and endowments
• Guardianship and Conservatorship accounts 

*   Fees for FiduciarySENTRY™ may be reimbursed by the trust or pension plan.

** Beneficiaries of ERISA qualified pension, profit sharing and 401k plans often includes spouse, children and other dependents.

or call (310) 943 - 6509

 FiduciarySENTRY™  

 is a pending registered trademark of Chris McConnell & Associates

Copyright Chris McConnell & Associates 2003 - 2011.  All rights reserved.