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Useful websites include:
Links to check out a stock broker, branch manager or investment adviser with the NASD
http://www.nasd.com/InvestorInformation/InvestorProtection/ChecktheBackgroundofYourInvestmentProfessional/index.htm
www.fi360.com Center for Fiduciary Studies
www.cefex.org Centre for Fiduciary Excellence (Toronto, Canada)
www.calpers.ca.gov CalPERs
www.irs.gov Internal Revenue Service
www.sec.gov Securities Exchange Commission
www.nasd.com National Association of Securities Dealers
www.ebsa.gov Employee Benefits Security Administration (Within DOL, ERISA resource)
www.guidestar.org Guidestar - non profit database
www.nyse.com New York Stock Exchange
www.amex.com American Stock Exchange
www.aicpa.org American Institute of Certified Public Accountants
www.caag.state.ca.us State of California - Attorney General
www.oag.state.ny.us State of New York - Attorney General
www.nccusl.org National Conference of Commissioners on Uniform State Laws. The NCCUSL drafts proposals for uniform and model laws and works toward their enactment in the state legislatures. Relevant acts include:
- Uniform Prudent Investor Act, adopted by 45 states
- Uniform Prudent Management of Institutional Funds Act (updated 2006)
- Uniform Management of Public Employees' Retirement Systems Act
- Uniform Trust Code
- Uniform Principal & Income Act
www.ali.org American Law Institute
www.ishares.com iShares - Exchange traded funds
www.vanguard.com Vanguard Investments
www.ibbotson.com Ibbotson Associates - Asset Allocation tools
www.cfainstitute.org CFA - Institute of Chartered Financial Analysts
www.forensic.org Forensic Expert Witness Association
www.piaba.org Public Investors Arbitration Bar Association
www.nasaa.org North American Securities Administrators Association (US and Canada)
www.hedgeindex.com Credit Suisse / Tremont Hedge Fund Indexes (Alternative investments)
Contact us at Litigation@FiduciaryExpert.com
© Chris McConnell & Associates 2003 – 2007 All rights reserved
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