Brokers Investment Advisers owe fiduciary duty to customers
Press Release – April 2007 For additional information: Chris McConnell, AIFA (310) 943 – 6509 Court strips Brokers’ “camisole”! The U.S. Court of Appeals for the District of Columbia issues majority opinion in FPA v. SEC. See the link http://pacer.cadc.uscourts.gov/docs/common/opinions/200703/04-1242a.pdf Brokers who charge an asset based fee or a fixed fee also known as a […]Categories: Uncategorized