Category: FINRA Claims

Coronavirus, Toilet Paper, RepoVirus, Trustees and Fiduciary Duty; a BFD?

  • By FE on
Taxonomically the sudden surge in demand for toilet paper is likely to bear similar hallmarks to the incipient spike in litigation claims for breach of fiduciary duty. These claims are likely to appear in: partner, business, employment and compensation disputes, family and charitable trust matters, ERISA pension and profit sharing, Taft-Hartley union, or multi-employer plans, […]

Categories: CoronaVirus alertERISA Fiduciary AuditFace Mask Re-use RiskFed Balance SheetFed Rate CutsFiduciary AuditFiduciary duty expertFINRA ClaimsHigh Frequency TradingIRA BeneficiariesMusictechNew Capital Gains Holiday AccountsNew Capital Gains Tax exempt accountsPreferred Tax treatment for existing stock holdingsRepoVirusStatute of limitationsStock Market lossesToilet paperTrust BeneficiariesTrusteesUncategorized