United States Constitution Congress Flag of the United States Federal Reserve Board SEC (Securities Exchange Commission) FASB (Financial Accounting Standards Board) PCAOB (Public Company Accounting Oversight Board) SIPC (Securities Investor Protection Corp.) NASSAA (North American State Securities Administrators Association) NYSE (New York Stock Exchange) FINRA (Financial Industry Regulatory Association, formerly the NASD) MSRB (Municipal […]
Ever since medical marijuana and recently recreational pot became legal in two states, marijuana stocks are popping up to serve new customers, create sales and profits. It’s estimated over 94 million people in the US have tried pot at least once including Presidents Obama and Clinton. This post goes from farm to fiduciary. The Seattle […]
Sly and the Family Stone came out with “Let me take you higher” in 1969, it seems a sales trader at a large Wall St firm has taken those boom lacka lacka, boom lacka lacka lyrics to heart. It’s true, it happened, as to whether or not it’s legal, that’s why the SEC is going after […]